Process and Compliance Solutions
for the advice industry

The front line of innovation

iComply2 is an ecosystem of software solutions that provides process and compliance solutions for AFSL holders.

This brand new technology is at the front line of innovation, and it is significantly changing the way AFSL holders manage their licences and provide advice to their clients…

…because it addresses the issues AFSL holders face every day.  Compliance. Processes.  Efficiency.

Our advice wizards and technology solutions are purpose built by advisers, for advisers.

Powerful compliance reporting at the touch of a button

Powerful compliance reporting at the touch of a button

iComply2 creates powerful automated reports at the touch of a button using expertly coded, easy to use wizards that plug into available software.

Reports like Best Interest Duty Statement, Compliance Manager File Review, Fee For No Service,  Compliance Manager Licensee Reporting are all generated at the touch of a button, in minutes.

iComply2 - powerful advice tools and wizards

AFSL holders will enjoy a full suite of powerful advice tools and wizards that will:

ᐅ Save time
ᐅ Improve systems and processes
ᐅ Increase profitability
ᐅ Reduce headcount
ᐅ Deliver growth and scale
ᐅ Future proof your business

The difference to your business will be staggering. Because the numbers don’t lie.

ᐅ On average, an SOA will take 13 hours. iComply2 will produce it under 2 hours.
ᐅ On average, an ROA will take 28 minutes. iComply2 will produce it under 3 minutes.

Wizard

iComply 2 Wizards

ᐅ Fact Find
ᐅ Review Wizard
ᐅ RoA Wizard
ᐅ SOA Request Wizard
ᐅ Execution Only Letter Wizard
ᐅ Risk Wizard
ᐅ Best Interest Duty File Note
ᐅ Compliance File Review Wizard
ᐅ Portfolio Review Wealth Creators
ᐅ Portfolio Review
ᐅ Engagement Letter Wizard
ᐅ Fee Disclosure
ᐅ Committee Meeting Agenda
ᐅ BT Quarterly Forum Report

Fee disclosure statement and fee for no service obligations

We have built custom compliance file reports on FDS and fee for no service, to ensure you have provided the services you promised to provide

Review your entire client base at the click of a button.

Scale your business

Scale your business

iComply2 advice technology delivers you the ability to grow your adviser numbers.

And scale your business, while maintaining the quality of advice and ensuring you are meeting your compliance obligations.

From fact find to SOA – iComply2 makes managing data easier and more efficient because it’s all in one place.

Compliance manager tools

If you have an internal compliance manager, we have built tools and reports for your compliance manager to efficiently manage your AFSL. Everything from advice policies to compliance file reviews

Fee disclosure statement and fee for no service obligations

We have built custom compliance file reports on FDS and fee for no service, to ensure you have provided the services you promised to provide.

Review your entire client base at the click of a button.

iComply2 Features

iComply2 Features

Advice compliance –

Adviser monitoring.

Pick up and manage compliance errors at the fact find stage, not at the review stage. Our reports will analyse your data and provide warnings where compliance issues may arise.

Also, our Best Interest Duty File Note Wizard has been built using the ASIC Best Interest Duty Checklist to ensure every file meets your obligations.

Compliance manager tools

If you have an internal compliance manager, we have built tools and reports for your compliance manager to efficiently manage your AFSL. Everything from advice policies to compliance file reviews

Fee disclosure statement and fee for no service obligations

We have built custom compliance file reports on FDS and fee for no service, to ensure you have provided the services you promised to provide.

Review your entire client base at the click of a button.

Features of iComply2

Microsoft Suite

We have customised the Microsoft Suite specifically for financial planning businesses. Our solution allows you to create a paperless, cloud based practice with effective communication tools for clients and staff. We have also built tools to give advisers access to provide advice without the need for advice assistants.

Multiple practice integration

If you have a multidisciplinary business (accounting and or mortgage broking), our solutions also allow you to integrate your business from multiple software sources into one CRM. We can also provide solutions to scale your accounting technology.

Outsourcing

If you outsource your adviser support and paraplanning, our Uber style paraplanning app will give you access to support without entering contracts or dealing with offshore companies. We have driven down the costs to provide advice – without having to compromise on quality by using overseas support.

Partners

We also partner with a number of technology businesses with a similar passion for providing technology solutions to scale your business.

Plans and wizards

Plans and wizards

When you use the built-in XPLAN modules (IPS, Risk Researcher, Wealth Solver, XTools) properly and in conjunction with our advice process, you can achieve powerful automated results, cutting down the time to produce advice documents even further.

Our next generation technology solutions enable differentiated, scalable and cost effective compliance reporting.

Our flexible integrated technology can help future proof your business and power you through times of change and growth.

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