Process and Compliance Solutions
for the advice industry


Part 2: Best Interest Duty & FASEA File Note

The Best Interest Duty & FASEA File Note Wizard allows you to demonstrate how your client file has met your Best Interest Duty obligations. Following the 7 steps of safe harbour and FASEA Standards, all data from your Fact Find and SoA are pulled together into their relevant steps for adviser confirmation. We have also…

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Part 1: Real-Time Compliance

Do you want to capture real-time compliance issues at the Fact Find stage? iComply2 has built, Artificially Intelligent (AI) Wizards to pick up potential compliance issues at the Fact Find stage. Our AI Wizards use Natural Language Processing (NLP) to read the client objectives and gives a score based on the language used. The results are published…

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February Update

February Monthly Update CPD Dashboards The CPD Dashboards allows you to track all your advisers points across CPD, TASA and FASEA on one dashboard. Note: We have built a robot that will automatically sign into your supervisor Kaplan login and download the spreadsheet, then load this into our database. Therefore, you would need to authorise us to…

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What Can iComply2 Do?

It has been a challenging last couple of years for everyone in the industry. The Royal Commission has brought significant changes and has no doubt added costs to your business as you work through the changes. We have felt the change in our own wealth practice and have taken the opportunity to develop and adopt technology…

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