Meet Sara, your AI compliance assistant
Smarter compliance.
Stronger advice.
Sara helps Australian financial advice businesses review advice, manage key AFSL registers and take clear action—before small gaps become larger compliance problems.
Built for evidence-led review, with people firmly in control.
Designed for clarity
See what matters. Know what to do next.
Sara turns a complex review into a structured view of outcomes, supporting evidence, gaps and recommended actions.
One connected compliance workspace
More than a document checker.
Sara supports the work around advice—not just the moment of review—so advisers, practices and compliance teams can work from the same clear picture.
Advice Vetting
Review Statements and Records of Advice before release, with practical findings your team can act on.
File Audits
Assess the complete advice file against structured criteria, supported by traceable source evidence.
AFSL Register Management
Manage key licensee registers, supporting documents, actions and reporting from one organised workspace.
Representative Oversight
See reviews, activity and areas requiring attention across representatives and practices.
Evidence-Based Reporting
Understand why a finding was reached, where the evidence came from and what should happen next.
Compliance should enable good advice
Move from uncertainty to clear, confident action.
Advice reviews can be time-consuming, inconsistent and difficult to evidence. When feedback arrives late or lacks context, advisers spend more time interpreting the issue than resolving it.
Sara brings the review, evidence and recommended response together —giving your team a more consistent way to identify gaps early and improve the quality of every file.
AFSL register management
Keep important compliance records visible and moving.
Sara provides a central place to record, manage and report on the key registers used across an Australian Financial Services Licence. Give your team clearer ownership, consistent records and timely visibility of matters requiring attention.
- Capture consistent information through structured workflows
- Track statuses, dates, owners and supporting documents
- Keep comments, communications and reports with each record
- Improve oversight across representatives and practices
Licensee registers
Illustrative workspaceBreach and incident register
Assessment, reporting and supporting evidence
Complaints register
From receipt through response and outcome
Conflicts register
Impact, remedy, ownership and documentation
APL approval register
Requests, comparisons, decisions and reports
Non-cash benefits register
Benefits, values, providers and supporting files
Built for the whole advice business
Better visibility at every level.
Different roles need different answers. Sara gives each team a clearer way to contribute to stronger advice and compliance outcomes.
For advisers
Receive specific feedback earlier, understand what needs attention and spend less time interpreting compliance comments.
- Resolve gaps before advice is released
- Receive practical recommended actions
- Understand the evidence behind each finding
For compliance teams
Apply a more consistent review approach and focus professional judgement on the findings that need it most.
- Support consistent review standards
- See evidence, gaps and uncertainty clearly
- Maintain human review and final control
For practices
Build stronger habits across the advice process and see where additional support or coaching may be valuable.
- Identify recurring areas for improvement
- Improve visibility across the practice
- Support adviser development and consistency
For licensees
Improve oversight across practices and representatives with clearer, more traceable compliance activity.
- Manage key AFSL registers centrally
- Monitor activity across the network
- Keep supporting records and reports together